ADR 3: Dynamic Capability Store

Changelog

• 12 December 2019: Initial version
• 02 April 2020: Memory Store Revisions

Context

Full implementation of the IBC specification requires the ability to create and authenticate object-capability keys at runtime (i.e., during transaction execution), as described in ICS 5. In the IBC specification, capability keys are created for each newly initialised port & channel, and are used to authenticate future usage of the port or channel. Since channels and potentially ports can be initialised during transaction execution, the state machine must be able to create object-capability keys at this time.

At present, the Cosmos SDK does not have the ability to do this. Object-capability keys are currently pointers (memory addresses) of StoreKey structs created at application initialisation in app.go (example) and passed to Keepers as fixed arguments (example). Keepers cannot create or store capability keys during transaction execution — although they could call NewKVStoreKey and take the memory address of the returned struct, storing this in the Merklised store would result in a consensus fault, since the memory address will be different on each machine (this is intentional — were this not the case, the keys would be predictable and couldn't serve as object capabilities).

Keepers need a way to keep a private map of store keys which can be altered during transaction execution, along with a suitable mechanism for regenerating the unique memory addresses (capability keys) in this map whenever the application is started or restarted, along with a mechanism to revert capability creation on tx failure. This ADR proposes such an interface & mechanism.

Decision

The Cosmos SDK will include a new CapabilityKeeper abstraction, which is responsible for provisioning, tracking, and authenticating capabilities at runtime. During application initialisation in app.go, the CapabilityKeeper will be hooked up to modules through unique function references (by calling ScopeToModule, defined below) so that it can identify the calling module when later invoked.

When the initial state is loaded from disk, the CapabilityKeeper's Initialise function will create new capability keys for all previously allocated capability identifiers (allocated during execution of past transactions and assigned to particular modes), and keep them in a memory-only store while the chain is running.

The CapabilityKeeper will include a persistent KVStore, a MemoryStore, and an in-memory map. The persistent KVStore tracks which capability is owned by which modules. The MemoryStore stores a forward mapping that maps from module name, capability tuples to capability names and a reverse mapping that maps from module name, capability name to the capability index. Since we cannot marshal the capability into a KVStore and unmarshal without changing the memory location of the capability, the reverse mapping in the KVStore will simply map to an index. This index can then be used as a key in the ephemeral go-map to retrieve the capability at the original memory location.

The CapabilityKeeper will define the following types & functions:

The Capability is similar to StoreKey, but has a globally unique Index() instead of a name. A String() method is provided for debugging.

A Capability is simply a struct, the address of which is taken for the actual capability.

type Capability struct {
  index uint64
}

A CapabilityKeeper contains a persistent store key, memory store key, and mapping of allocated module names.

type CapabilityKeeper struct {
  persistentKey StoreKey
  memKey        StoreKey
  capMap        map[uint64]*Capability
  moduleNames   map[string]interface{}
  sealed        bool
}

The CapabilityKeeper provides the ability to create scoped sub-keepers which are tied to a particular module name. These ScopedCapabilityKeepers must be created at application initialisation and passed to modules, which can then use them to claim capabilities they receive and retrieve capabilities which they own by name, in addition to creating new capabilities & authenticating capabilities passed by other modules.

type ScopedCapabilityKeeper struct {
  persistentKey StoreKey
  memKey        StoreKey
  capMap        map[uint64]*Capability
  moduleName    string
}

ScopeToModule is used to create a scoped sub-keeper with a particular name, which must be unique. It MUST be called before InitialiseAndSeal.

func (ck CapabilityKeeper) ScopeToModule(moduleName string) ScopedCapabilityKeeper {
    if ck.sealed {
        panic("cannot scope to module via a sealed capability keeper")
    }

    if _, ok := ck.scopedModules[moduleName]; ok {
        panic(fmt.Sprintf("cannot create multiple scoped keepers for the same module name: %s", moduleName))
    }

    ck.scopedModules[moduleName] = struct{}{}

    return ScopedKeeper{
        cdc:      ck.cdc,
        storeKey: ck.storeKey,
        memKey:   ck.memKey,
        capMap:   ck.capMap,
        module:   moduleName,
    }
}

InitialiseAndSeal MUST be called exactly once, after loading the initial state and creating all necessary ScopedCapabilityKeepers, in order to populate the memory store with newly-created capability keys in accordance with the keys previously claimed by particular modules and prevent the creation of any new ScopedCapabilityKeepers.

func (ck CapabilityKeeper) InitialiseAndSeal(ctx Context) {
  if ck.sealed {
    panic("capability keeper is sealed")
  }

  persistentStore := ctx.KVStore(ck.persistentKey)
  map := ctx.KVStore(ck.memKey)
  
  // initialise memory store for all names in persistent store
  for index, value := range persistentStore.Iter() {
    capability = &CapabilityKey{index: index}

    for moduleAndCapability := range value {
      moduleName, capabilityName := moduleAndCapability.Split("/")
      memStore.Set(moduleName + "/fwd/" + capability, capabilityName)
      memStore.Set(moduleName + "/rev/" + capabilityName, index)

      ck.capMap[index] = capability
    }
  }

  ck.sealed = true
}

NewCapability can be called by any module to create a new unique, unforgeable object-capability reference. The newly created capability is automatically persisted; the calling module need not call ClaimCapability.

func (sck ScopedCapabilityKeeper) NewCapability(ctx Context, name string) (Capability, error) {
  // check name not taken in memory store
  if capStore.Get("rev/" + name) != nil {
    return nil, errors.New("name already taken")
  }

  // fetch the current index
  index := persistentStore.Get("index")
  
  // create a new capability
  capability := &CapabilityKey{index: index}
  
  // set persistent store
  persistentStore.Set(index, Set.singleton(sck.moduleName + "/" + name))
  
  // update the index
  index++
  persistentStore.Set("index", index)
  
  // set forward mapping in memory store from capability to name
  memStore.Set(sck.moduleName + "/fwd/" + capability, name)
  
  // set reverse mapping in memory store from name to index
  memStore.Set(sck.moduleName + "/rev/" + name, index)

  // set the in-memory mapping from index to capability pointer
  capMap[index] = capability
  
  // return the newly created capability
  return capability
}

AuthenticateCapability can be called by any module to check that a capability does in fact correspond to a particular name (the name can be untrusted user input) with which the calling module previously associated it.

func (sck ScopedCapabilityKeeper) AuthenticateCapability(name string, capability Capability) bool {
  // return whether forward mapping in memory store matches name
  return memStore.Get(sck.moduleName + "/fwd/" + capability) === name
}

ClaimCapability allows a module to claim a capability key which it has received from another module so that future GetCapability calls will succeed.

ClaimCapability MUST be called if a module which receives a capability wishes to access it by name in the future. Capabilities are multi-owner, so if multiple modules have a single Capability reference, they will all own it.

func (sck ScopedCapabilityKeeper) ClaimCapability(ctx Context, capability Capability, name string) error {
  persistentStore := ctx.KVStore(sck.persistentKey)

  // set forward mapping in memory store from capability to name
  memStore.Set(sck.moduleName + "/fwd/" + capability, name)

  // set reverse mapping in memory store from name to capability
  memStore.Set(sck.moduleName + "/rev/" + name, capability)

  // update owner set in persistent store
  owners := persistentStore.Get(capability.Index())
  owners.add(sck.moduleName + "/" + name)
  persistentStore.Set(capability.Index(), owners)
}

GetCapability allows a module to fetch a capability which it has previously claimed by name. The module is not allowed to retrieve capabilities which it does not own.

func (sck ScopedCapabilityKeeper) GetCapability(ctx Context, name string) (Capability, error) {
  // fetch the index of capability using reverse mapping in memstore
  index := memStore.Get(sck.moduleName + "/rev/" + name)

  // fetch capability from go-map using index
  capability := capMap[index]

  // return the capability
  return capability
}

ReleaseCapability allows a module to release a capability which it had previously claimed. If no more owners exist, the capability will be deleted globally.

func (sck ScopedCapabilityKeeper) ReleaseCapability(ctx Context, capability Capability) err {
  persistentStore := ctx.KVStore(sck.persistentKey)

  name := capStore.Get(sck.moduleName + "/fwd/" + capability)
  if name == nil {
    return error("capability not owned by module")
  }

  // delete forward mapping in memory store
  memoryStore.Delete(sck.moduleName + "/fwd/" + capability, name)

  // delete reverse mapping in memory store
  memoryStore.Delete(sck.moduleName + "/rev/" + name, capability)

  // update owner set in persistent store
  owners := persistentStore.Get(capability.Index())
  owners.remove(sck.moduleName + "/" + name)
  if owners.size() > 0 {
    // there are still other owners, keep the capability around
    persistentStore.Set(capability.Index(), owners)
  } else {
    // no more owners, delete the capability
    persistentStore.Delete(capability.Index())
    delete(capMap[capability.Index()])
  }
}

Usage patterns

Initialisation

Any modules which use dynamic capabilities must be provided a ScopedCapabilityKeeper in app.go:

ck := NewCapabilityKeeper(persistentKey, memoryKey)
mod1Keeper := NewMod1Keeper(ck.ScopeToModule("mod1"), ....)
mod2Keeper := NewMod2Keeper(ck.ScopeToModule("mod2"), ....)

// other initialisation logic ...

// load initial state...

ck.InitialiseAndSeal(initialContext)

Creating, passing, claiming and using capabilities

Consider the case where mod1 wants to create a capability, associate it with a resource (e.g. an IBC channel) by name, and then pass it to mod2 which will use it later:

Module 1 would have the following code:

capability := scopedCapabilityKeeper.NewCapability(ctx, "resourceABC")
mod2Keeper.SomeFunction(ctx, capability, args...)

SomeFunction, running in module 2, could then claim the capability:

func (k Mod2Keeper) SomeFunction(ctx Context, capability Capability) {
  k.sck.ClaimCapability(ctx, capability, "resourceABC")
  // other logic...
}

Later on, module 2 can retrieve that capability by name and pass it to module 1, which will authenticate it against the resource:

func (k Mod2Keeper) SomeOtherFunction(ctx Context, name string) {
  capability := k.sck.GetCapability(ctx, name)
  mod1.UseResource(ctx, capability, "resourceABC")
}

Module 1 will then check that this capability key is authenticated to use the resource before allowing module 2 to use it:

func (k Mod1Keeper) UseResource(ctx Context, capability Capability, resource string) {
  if !k.sck.AuthenticateCapability(name, capability) {
    return errors.New("unauthenticated")
  }
  // do something with the resource
}

If module 2 passed the capability key to module 3, module 3 could then claim it and call module 1 just like module 2 did (in which case module 1, module 2, and module 3 would all be able to use this capability).

Status

Proposed.

Consequences

Positive

• Dynamic capability support.
• Allows CapabilityKeeper to return the same capability pointer from go-map while reverting any writes to the persistent KVStore and in-memory MemoryStore on tx failure.

Negative

• Requires an additional keeper.
• Some overlap with the existing StoreKey system (in the future they could be combined, since this is a superset functionality-wise).
• Requires an extra level of indirection in the reverse mapping, since MemoryStore must map to index which must then be used as key in a go map to retrieve the actual capability

Neutral

(none known)

References

• Original discussion